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Guide · AI in the Courtroom

Discovery of AI Prompts and Chat Logs: What the Record Shows

A small, growing set of orders addresses whether an expert's or a party's exchanges with a generative system must be produced. The outcomes differ, and nearly all are trial-level rulings.

15 mattersChecked October 21, 2026

The answer has depended on who did the prompting and why. In Villanueva v. Las Vegas Metropolitan Police Department, a federal district judge ordered an expert's ChatGPT case summaries produced as facts or data considered but protected his prompts and draft output. In Conservation Law Foundation v. Shell, a magistrate judge ordered an expert team's prompts produced as methodology; that order is stayed. For parties, United States v. Heppner rejected protection, while several trial courts protected party use as work product. No appellate court has resolved the question.

Where the reported AI discovery orders stand

The orders below are trial-level rulings, most from magistrate judges, and several are interlocutory (entered before final judgment and open to revision). They are set side by side so each can be read against the others, not as settled law.

MatterTribunal and dateWhat was soughtWhat happenedPosture
Villanueva v. LVMPDD. Nev., Sept. 29, 2026A use-of-force expert's ChatGPT log, about 40 pagesAfter in camera review, case summaries ordered produced; prompts, deposition outline and draft output protectedRuling on objection; summary judgment pending
CLF v. ShellD. Conn., May 18, 2026Prompts an expert's team used to cull Shell's productionMotion to compel granted; prompts treated as methodologyStayed; Rule 72(a) objection undecided
Watson Grinding trial (3M expert)Harris County district court, Aug. 2026Prompts behind 3M's engineering expert's reportHundreds of pages of chats produced; expert examined on them at trial; no ruling on the useVerdict returned; rests on reporting, no court filing located
United States v. HeppnerS.D.N.Y., Feb. 17, 2026Ruling on about 31 seized documents recording a defendant's Claude exchangesPrivilege and work product rejectedConvicted; post-trial motion pending
Warner v. GilbarcoE.D. Mich., Feb. 10, 2026A pro se plaintiff's ChatGPT use, on a waiver theoryDenied; no waiver of work productMagistrate order
Morgan v. V2XD. Colo., Mar. 30, 2026A pro se plaintiff's AI use with Confidential materialWork product recognized; platform name ordered disclosed; protective order amendedMagistrate order
Tym v. CernoD.N.M., Apr. 22, 2026Fuller responses touching a pro se plaintiff's AI useMotion to compel granted; work product sustained on one request, privilege log requiredMagistrate order
Shealy v. Seaside InvestmentsMass. Super. Ct., June 2026Redacted ChatGPT material prepared by a party's partnerOrdered produced; not work product absent counsel's directionProduction due June 23, 2026
Tate Group v. Legacy Automotive CapitalTex. Bus. Ct., June 3, 2026A non-lawyer representative's ChatGPT conversationsWork product sustained; Bates-numbered list of materials shared with ChatGPT orderedExpressly non-final
Assini v. HaywardN.Y. Sup. Ct., Nassau County, June 4, 2026Subpoena to OpenAI for a pro se defendant's account recordsQuashed; Heppner not followedNo appeal located
Fry v. FryE.D. Pa., Aug. 27, 2026Certification of tools, prompts and inputs; then sealingSealing granted only in part after uploads to non-enterprise ClaudeNo appeal located
Jones v. Delta Air LinesE.D. Mich., Jan. 8, 2026 (oral)Testimony from a deponent reading from ChatGPTAI use while answering barred; privilege objection rejectedCase later dismissed
Jeffries v. Harcros; Dunn v. LexisNexisD. Kan., Mar. 25, 2026; D. Colo., Aug. 31, 2026Wider AI limits; per-tool consentOpen tools barred for all discovery materials; per-tool consent refusedNo appellate review
TRAX International v. United StatesFed. Cl., Sept. 22, 2026AI proposal evaluations, for the administrative recordAdded to the record; award upheld; counsel ordered to show causeShow-cause unresolved publicly

A retained witness's chat history: considered material or drafts

In US federal courts, Federal Rule of Civil Procedure 26(a)(2)(B) requires a retained witness's report to disclose the facts or data considered in forming the opinions, and Rule 26(b)(4)(B) protects drafts of that report. Those provisions assume separate artifacts. One chat session can hold research, drafting and deposition preparation interleaved, so the recent orders have had to sort a single file into categories.

Villanueva shows the sorting done by hand. The ChatGPT use surfaced only at deposition, after a subpoena for "all data, documents, and other information considered by expert witness in forming the expert's opinions." Magistrate Judge Albregts ordered the whole log produced without reviewing it. On objection, District Judge Anne R. Traum reviewed it in camera and divided it. The order states that "The legal case summaries generated by ChatGPT constitute 'facts or data' that Melton considered and must be disclosed under Rule 26." The prompts and deposition outline stayed protected, and so did drafting output, as draft material "regardless of the form in which the draft is recorded." The judge found no waiver, because the program is not a person, and left methodology concerns to impeachment.

CLF v. Shell drew the line elsewhere. Magistrate Judge Thomas O. Farrish treated the prompts used to filter a document production as part of the method, and method is fair ground for discovery. That is the territory of Clause 5, reproducible analysis: a culling step that was never preserved cannot be rerun. The parties' stipulation excluding notes and drafts did not clearly reach prompts, and one reference to a "prompt" in a research assistant's declaration justified a further search. The two rulings are reconcilable on their facts, since choosing what to read is method while drafting prose resembles a draft. Neither claims to state a general rule.

Once the material exists, it is used. In the Watson Grinding trial, as reported, logs behind a 3M engineer's report were produced after a demand at deposition and became the core of his examination; accounts differ on how they were obtained. In Matter of Weber, a Surrogate's Court rejected a damages analysis whose author could not recall the prompts he had given Microsoft Copilot. And in TRAX, the Court of Federal Claims held that whether evaluators found AI outputs useful "has no bearing on whether it was considered."

A party's own chatbot sessions: privilege, work product and waiver

Two protections are in play when a party has used a chatbot. Attorney-client privilege covers confidential communications between client and lawyer for legal advice. Work product (material prepared in anticipation of litigation) shields a party's preparation from an adversary. Waiver (loss of a protection by disclosure) operates differently for each, and that difference has driven most results.

In Heppner, Judge Jed S. Rakoff held that a securities-fraud defendant's Claude documents, prepared on his own initiative and later shared with counsel, were neither privileged nor work product. The absence of any attorney disposed of privilege; the provider's privacy policy defeated any expectation of confidentiality; and the memorandum noted the analysis might differ had counsel directed the use.

Other trial courts reached protective results. Warner held that generative programs are tools, not persons, and that work product is waived only by disclosure to an adversary or in a way likely to reach one. Morgan held that a self-represented plaintiff, being party and advocate at once, has some work product protection over his AI use, yet ordered him to name the platform. Tym adopted Morgan and required a privilege log. Tate Group sustained protection under the Texas rule, which covers material prepared by or for a party, and said in terms that it disagreed with Heppner.

Shealy marks a boundary. A party's partner ran loan documents through ChatGPT with no lawyer involved, and the court held the queries and output unprotected unless performed at counsel's direction. Jones v. Delta answers a narrower question: a deponent with no attorney could not invoke attorney-client privilege, and could not consult a system while testifying. Across these orders the deciding facts were who prompted and whether counsel directed it, not which product was used.

Going to the provider: subpoenas, seizure and certifications

A session record usually sits on the provider's servers, which makes the provider a third party from whom records can be sought without the user's participation. Assini v. Hayward is the reported test. The plaintiffs subpoenaed OpenAI OpCo, LLC for a pro se defendant's prompts, outputs, uploads, drafts and account data. The Nassau County court quashed it, reasoning that the contents resemble the confidential, strategy-laden iterative work protected by CPLR 3101(d), and declined to follow Heppner.

That reasoning rested on litigation strategy. A retained witness's prompts are more often treated as method, as in CLF v. Shell. Two other routes appear in the record. In Heppner, agents simply seized printed documents in a search. In Fry v. Fry, the Eastern District of Pennsylvania required a self-represented petitioner to certify which tools he used and list every prompt and document entered; his disclosure that redacted filings had gone to non-enterprise Claude then limited him to narrow redactions, because the court would not seal what had already been given to a private company.

Protective orders that now name generative tools

A protective order governs how produced material may be used and by whom, and it binds any retained specialist who receives that material. In 2026 several began to name generative tools.

  • Jeffries v. Harcros. Magistrate Judge Angel D. Mitchell extended AI restrictions to all discovery materials, barring open-loop tools while permitting closed ones, reasoning that the rule would "facilitate discovery by incentivizing more fulsome document productions."
  • Dunn v. LexisNexis. Magistrate Judge Maritza Dominguez Braswell entered an agreed AI provision without requiring consent before each new tool, while recognizing that "Knowing how confidential information is handled is a legitimate interest."
  • Morgan v. V2X. The amended order bars Confidential Information from any platform whose provider is not contractually prohibited from storing or training on inputs.
  • Tate Group. The court recommended an AI amendment to the protective order and meanwhile required a list of everything shared with ChatGPT, including protected productions.

None has been reviewed on appeal. In each, the question of what may be submitted to which tool is settled by the order in the matter, and it attaches to the material rather than to the task.

What an expert should keep, and expect to be asked for

The Standard does not predict rulings. It sets a working posture: assume the record of system use will be produced, because the cost of being wrong runs in one direction. Clause 7, contemporaneous record, requires a record, made as the work proceeds, of each system used, its purpose and how output was verified. Clause 8, disclosure, requires stating at retention that use will be disclosed and the record produced on proper request.

  • Keep one log per matter. The AI-use log template records date, system and version, purpose, what was submitted and how output was verified. Morgan, Tym and Tate Group each demanded part of that information.
  • Separate sessions by purpose. Villanueva divided one log into research, deposition preparation and drafting after the fact. Sessions kept apart from the start can simply be described.
  • Export on a schedule. The preservation and production protocol calls for periodic exports in the provider's own format into the matter folder, so the record survives the account.
  • Ask counsel about the protective order first. Clause 6, custody and confidentiality, settles what may be submitted before anything is. Jeffries, Morgan and Fry show the cost of asking late.
  • Verify what a system summarizes. Villanueva ordered the case summaries produced partly so hallucinated citations could be found. Clause 3, independent authority, requires each characterization of a source to be confirmed against it.
  • Log test runs and recipients. TRAX turned on output generated only to test a tool, and on who had seen it.

Expect, at minimum, questions about which systems were used, for what and on what material. Whether session content must also be produced has been answered differently, and retaining counsel is the right person to address it in a given matter. The expert-witness matters are updated as these orders move.

Matters this guide relies on

Questions

Are an expert's ChatGPT prompts protected as drafts?

It has depended on the matter. In Villanueva, a federal district judge held the prompts protected because they would reveal the expert's mental impressions, and treated drafting output as draft material, while ordering the case summaries produced. In CLF v. Shell, a magistrate judge ordered prompts used to cull a production disclosed as methodology; that order is stayed. Neither ruling binds other courts.

Does using a chatbot waive work product protection?

Warner v. Gilbarco held that it does not by itself, because the program is a tool rather than a person and work product is waived only by disclosure to an adversary or in a way likely to reach one. Tate Group and Assini reached protective results. Heppner rejected privilege and work product for a defendant acting without counsel's direction.

Can an opposing party subpoena the AI provider directly?

A party in Assini v. Hayward tried, serving OpenAI for a pro se defendant's prompts, outputs and uploads, and the court quashed the subpoena on work product reasoning tied to litigation strategy. An expert's prompts are more often treated as method. How another court would rule is a question for counsel in that jurisdiction.

Should an expert avoid keeping chat histories so there is nothing to produce?

The Standard takes the opposite position. Clause 7 requires a contemporaneous record of each system used, its purpose and the verification performed. Matter of Weber shows the alternative: an expert who could not recall his prompts had his analysis rejected. Discarding material once litigation is anticipated also raises preservation duties that counsel should address at retention.

About this guide

This guide is drawn from the entries it links, each of which lists its own sources and says whether its primary document was read. It describes what tribunals did and does not state the law of any jurisdiction. Last checked October 21, 2026. If a matter here has moved, or one is missing, write to [email protected].

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